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The Emergence Of On-line Tradi
Start of Term Paper
All the enthusiasm in the brokerage industry no longer centers on mutual funds as it did before internet became an everyday household word. Now, much attention surrounds on-line investing in the brokerage industry. On-line investing has only .... Middle of Term Paper
... of where this industry may be moving. From my research and analysis, it seems evident that the industry is growing due to the emergence of on-line investing. Also, on-line brokers and full-service brokers are converging towards a middle ground as the industry adapts to this new technology.
First, it is necessary to give some background information on this industry. As of September 1998, there were 5,591 firms in the industry. The Securities and Exchange Commission (SEC) and the NASD Regulation (NASDR) regulate these firms. "The Nard's responsibilities include establishing rules governing its broker/dealer members' business conduct; se ... |
| Number of Words: 4528 |
Approximate Pages: 17 |
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